Masoud Algooneh Juneghani,
Volume 14, Issue 56 (Winter 2021)
Abstract
Introducing narrative as a possible world, while emphasizing its self-sufficiency, the present study aims to provide an alternative to those theories that consider narrative as a reflection of the state of the affairs in the real world. Accordingly, having discussied the self-sufficiency of narrative configured through its internal forces, the research explores the subject of contextualism from a macro-cultural, phenomenological, and linguistic point of view. This research methodologically uses a combination of phenomenological and linguistic approaches in the study of literary context to apply the principles of the possible literary world in the light of topics such as symbolic forms, wholeness, semantic heterogeneity, probable impossibility, internal logic of the work and semiotic reading. In this study, it is found that in the semantics of the possible literary world, the consistency theory of truth is more effective than the coherency theory of truth, and narrative, while suspending the referential function of the text, is better understood via its internal orderings.
- Introduction
In the mimetic reading of literary works, an attempt is always made to find a reasonable relationship between the narrative and the outside world. Accordingly, most thinkers, working in the field of literature and history, try to investigate the historical origins and real contexts of literary works and to reveal the objective considerations from which the narrative is thought to have originated. That is why, narrative¸ according to such a view, is regarded as a mirror in front of the nature or the world, and therefore the identity of fictional characters, images, events and narrative situations are reduced to a shadow, or else a copy for which one could find a corresponding or equivalent phenomenon in the world.
For this reason, historical events, personalities, and the state of affairs in the outside world, are supposed to be the source or foundation on which the narrative is constructed and represented. Since at the core of this theory lies the principle of reference, and the truth or falsity of propositions depends on the conformity of such representations with the particular affairs of the world, the historical reading of the narrative is more dominant. In this approach every phenomenon in the narrative is interpreted to be a reflection of an invulnerable reality. Thus, such an approach not only negates the independence and self-sufficiency of the narrative, but also reduces it to the level of history. But that is not all. Indeed, sometimes, there is an allegorical approach which seems to be more quasi-philosophical than the mimetic reading. From this perspective, narrative as a special literary world is regarded as a place for the re-presentation or re-emergence of some universal phenomena. In fact, when it is not possible to identify a particular event or real character behind the representations of a narrative, the reader, researcher, or the literary critic shifts from a mimetic to an interpretive or allegorical approach. Accordingly, fictional characters or events acquire their originality not by reference to specific historical phenomena, but by reference to universal themes.
In this way, "fictional particular represents actual universal" (Doležel, 1988: 477). Such a view leads to the formation of a kind of literary typology according to which a particular phenomenon is considered to be correspondent to universal affairs. In this way, in a narrative, characters are regarded to be equivalent to different social types, character traits are equivalent to general psychological characteristics, and specific or partial situations or events are equivalent to general and universal historical situations. Thus, from this perspective, the narrative contains abstract categories that are manifested in the guise of fictional events and characters. For this reason, in the allegorical reading of a work, it seems necessary to rely to elevate the narrative facts to the level of general affairs on the basis of an interpretive or allegorical approach.
In other words, the components, present in the narrative, are distanced from their narrative identity in the allegorical approach. These elements are, instead, reformulated as sociological, moral, or psychological types or generalities. Obviously, such an approach deprives the narrative of its special charms due to the exclusion of the particular. For this reason, in what follows, relying on the principle of self-sufficiency of the work, I try to provide an approach to reading narratives, which not only maintains the individuality of the work, but do not reduce the narrative to real or allegorical affairs, as well. According to such a view, narrative as a possible world is self-sufficient and has a real identity, and has therefore the power to be configured through its own regulative rules. Therefore, in this research, it is assumed that the validity or cogency of the characters and events in the narrative is guaranteed by its internal system. Accordingly, in the following, while rethinking the concepts of "self-sufficiency" and "contextualism" of the narrative, and emphasizing the independence of the work, I would try to elucidate and highlight the axioms of the narrative semantic.
- Review of Literature
In fact, shortly after Kripke reinterpreted Leibniz's classical concept of possible worlds in a formal logical system, the study of literature and the analysis of the fictional world from the perspective of possible worlds have been prevalent since 1970s. In this regard, Pavel (1975), as a beginner, tries to clarify the relationship between narrative and the real world. He critiques the tendency to analyse literary works in the light of the referential function due to its reducing the art work to the mere reflection of the outside world. Instead, he proposes a specific ontology by which the self-sufficiency of literary works is guaranteed, as well. Another research which is of high significance especially for its explanatory power and also its coherent reasoning is that of Doležel (1988). The research is to explain the nature of the narrative and its related ontology. In this study, Doležel emphasizes that the origin of representation is the author himself. He believes that fictional characters are real in a hypothetical world before the author turns to them, and that the creator of the work has not necessarily experienced examples of them in the real world. He avows that the fiction writer creates his characters in exactly the same way as the historian constructs historical characters, with this difference that the writer is the historian of the realms of fiction. I do not quite agree with the outcomes of this research because of its reduction of the ontology of the possible world to the reception theory, though I may refer to some of his findings while I give my own suggestions. In any case, Doležel considers the fictional world to be something different from the real world, emphasizing that fictional characters are possible and not real. However, the position of Wolterstorff (1988) is in opposition to this principle. He provides the reader with some reasons to show how believing in non-existent, but probable characters, whose being is manifested only by the narrative, is objectionable. Another research which is of high importance in terms of its historical aspects of the theory and also its explanatory power is that of Ronen (1994). In a comprehensive study, Ronen emphasizes that employing philosophical teachings about the possible world could be useful in literary theory due to the similarities between the two. While examining the historical course of the theory of possible worlds, he explains its rules and finally applies the teachings of this field in the field of narration. There are a number of notable criticisms of Ronen, including Van Peer (1996), who addresses one of the key terms he uses and argues that asserting the fictional elements to be non-real is exactly in contrast with what the possible world theory is likely to prove. In a book review, Earnshaw (1997) also shows that taking a pragmatic viewpoint, Ronen ultimately leaves it up to the reader to determine the possibility or probability of fictional characters, and he thus ignores the main issue, i.e. the real state of affairs.
3. Methodology
In any case, the present study is an original research which is the outcome of my own personal reflections and, except in one or two cases where I have taken some terms from Doležel research, I am not indebted to any research in terms of my theoretical framework.
4. Results
The present study shows that regarding the literary world as a possible world implies the self-sufficiency of the work, and therefore the difference between a literary work and, say, a historical work, is that internal forces play an important role in its construction. This, in itself, entails the suspension of the referential function of the language. In this way, the particular signification of a literary work is not achieved by its correspondence to the outside world, but generally by the internal order of the work. For this reason, explaining the mechanism of truth and falsity of propositions in a possible literary world shows greater efficiency when it is based on the consistency theory of truth. Examining the axioms of the possible literary world shows that the self-sufficiency of a literary work is not only in line with contextualism in its phenomenological and linguistic sense, but also reveals some of the most important features of this world. For example, the form of thought in the possible literary world, although it has similarities with scientific thought, but as long as the work tends towards self-sufficiency, the form of thought is based on different perceptions of concepts such as objectivity, time, place and causality. In terms of semantic as well as ontological integrity, the possible literary world expands along a continuum, in which the tendency for wholeness in the work is maximal in one end and minimal on the other. What makes the possible literary world different from the real word is the fact that unlike the real world, in which imperfection is considered as an existential or semantic defect, in the literary world, imperfection is considered as an aesthetic feature. This is firstly because a part or parts of the identity of phenomena and characters are existentially revealed in such a world, which allows the generation of prototypical or ideal examples, and on the other hand, from the point of view of perception theory, imperfection itself acts as a factor which increases the range of a reader's collaboration in the recreation of the final meaning and thus makes the meaning more plural and fluid. This issue justifies the semantic and ontological heterogeneity, the presence of phenomena and the possible characters in the possible literary world. In fact, as long as the intellectual, linguistic or stylistic system of the author and the work act as a macro-structure which deprives the subject of his/her agency, the literary tradition acts as a channel that leads to the creation of similar formal and thematic works, but the literary world due to its lack of adherence to homogeneity becomes dynamic. This dynamism is basically the result of the absorption of paradox in the literary system. Obviously, the presence of paradox in the literary world leads to a constant dialectical becoming. Accordingly, paradox, as an estrange object, enters the system, upsets it, and eventually becomes a part of it. Thus, although the literary tradition entails fixation and stagnation, the literary world is always elusive due to the lack of adherence to ontological or semantic similarity. In the end, it became clear that when we examine the literary world from the perspective of the theory of reception, understanding the cohesion and coherence of the text and thus the textual significance of the work entails superseding the mimetic reading- which is common to historical and scientific texts- and adapting a semiotic reading. Such a reading focuses on those signs that gain their value through ungrammaticality and non-coexistence with the other components of the literary work.
Marjan Hosseinpoor Jeerhandeh, Omid Zakerikish, Masoud Algooneh Juneghani,
Volume 16, Issue 61 (Spring 2023)
Abstract
Influenced by the interpretive attitudes of the Middle Ages and committed to the teachings of New Criticism, Frye, drawing on structuralist methodology, developed innovative ideas for analyzing the structure of a literary work. In his literary poetics, he assumes that the meaning of a literary work consists of elements and components that can be determined by focusing on mode, symbol, archetype, and genre. In such a framework, he considers the components of ethos, mythos, and dianoia as the basic elements that make up meaning. Meanwhile, however, it seems that Ethos has not been adequately addressed. In this essay, we first attempt to answer why ethos seems to be neglected in his ethical critique, which is necessarily based on ethos, through an analysis of the theoretical implications and consequences of what Frye holds. In what follows, along with the methodological explanation of Frye's analysis, we attempt to show how the seemingly neglected ethos reappears in Frye's theoretical framework. In the end, it turns out that ethos is part of Frye's theoretical framework not because of methodological considerations, but because of teleological considerations.
Extended Abstract
Introduction
Northrop Frye (1912-1991) is one of the literary theorists of the 20th century. He was familiar with the medieval interpretations of the Bible on the one hand and with the theories of the New Criticists on the other, and saw a significant symmetry between the Bible on the one hand and literature on the other. According to the medieval interpretations of the Bible, commentators considered the meaning of the text to be multi-layered, revealing itself at first in superficial levels, but the knowledgeable reader should go beyond these levels to the inner layers of the text where the true meaning rests. By distancing themselves from what appeared to be historical, psychoanalytical, biographical criticism and all questions outside the structure of the text, the New Critics sought systematic criticism based on the text, but "they treated the text as an inanimate object" (Algooneh, 2017: 197), which for Frye was meaningless "because critical objectivity basically blocks the way to pure literary experience." The proponents of the new criticism considered the work with the "close reading" as a single phenomenon, and for the literary criticism, they considered the analysis of several literary works, while in Frye's system, they invoke qualities and elements behind the literature (see Frye, 1957: 17), and only by recognizing these qualities and elements, the literature becomes meaningful. On this basis, Frye considers literary works not individually, but in a macro-level and in the form of "an order of words" (Ibid) which, despite their plurality, is manifested in a single perspective. From here, Frye distances himself from the proponents of the new criticism, whose main focus is on individual texts and stylistics, and concentrates on typology and literary genre. This is because stylistics focuses more on individuality, while genre focuses on the aesthetic side of literature and a macro-level view that "considers the art of literature not as a value phenomenon but as a technical phenomenon, as a collection of procedures" (Marie Schiffer, 2013: 65). As long as he "pays attention to the close and critical reading of the works," he is aligned with the New Criticists, but since the New Criticists evaluate the works and "are more aware of the framework of hermeneutics and literary criticism than the establishment of poetics" (Ibid, 66), he moves in a different direction from them. Thus, in his discussion with the members of the New Criticism, Frye takes the position that what they see in detail, he connects in the structure of literature as an autonomous whole. In line with this division on the question of type or genre, and in contrast to the question of style, and also to achieve the ideal of a poetic design that is comprehensive and includes all valid criticism, he divides four categories of mood, symbol, archetype, and genre in his book "Anatomy of Criticism," under the separate four articles of historical criticism, ethical criticism, archetypal criticism, and rhetorical criticism. He, who deals with "Ethical Criticism" in the second article of the book by promising that literature consists of interwoven stages and the work draws its totality from this interwovenness of stages, distinguishes between mythos, ethos, and dianoia (see Frye, 1998: 93). But despite the fact that he distinguishes these three elements at each stage and also the special role he assigns to each of them, he consciously or unconsciously neglects ethos in the last analysis.
Ethos, as a fundamental element and component that constitutes the meaning of the text, has no coherence according to Frye. In defining ethos, he says: "The text or the internal social context of a literary work, in fiction-oriented literature includes characterization and context, and in theme-oriented literature it includes the relationship between the author and the reader of the work." (Frye, 1998: 428) While he distinguishes two types of fiction literature and issue-oriented literature here, he considers ethos as both character in literature and the relationship between author and audience. Elsewhere (cf. Frye, 1998: 93), he considers ethos as one of the three fundamental pillars of the text that, together with mythos and dianoia, make the work meaningful. Even though Frye considers these three elements as internal features, he abandons ethos completely and implicitly in the further course of his analysis, leaving it aside, instead of treating it as a method, he notes ethos as an end. On this basis, Frye's ethical critique does not adhere to it, despite its promise of internal immanence, and this critique ultimately focuses on telos. This telos disappears, first, in the liberal purpose and, second, in the objectives influenced by reader-oriented ideas. Although critics in the world have made serious criticisms of Frye's theories, Culler, for example, in "Structuralist Poetics, considers him an interpreter who does not adhere to mere structure (cf. Culler, 2019: 169 and 192), while Lentricia in the book "After New Criticism" and René Wellek in "The History of New Criticism" (cf. Wellek, 2005: 238) argue that all literature is linked to myth. Although some of these criticisms are acceptable and some parts of Frye’s theorizing have gaps, he can be seen to have made an effort to complete them in his later works, but the way Frye uses to achieve meaning through different layers in a particular verbal context is worth reflecting on.
Nevertheless, because of the difficult and complex prose that Frye has used in his book Anatomy of Criticism and because of its theoretical complexity, Frye has received less attention than it should. With this in mind, in the following essay we will attempt to elucidate Frye's theory of classification of symbols and redefine their constituent parts. In doing so, we will rely on an analysis of the theoretical implications and consequences of what Frye follows and attempt to provide an adequate answer to these questions: First, why is ethos omitted from ethical criticism based on ethos? Second, having failed to adhere to what Frye promised at the beginning of the article, where does this discarded ethos now appear?
Review of Literature
Although Frye is considered one of the most influential thinkers in the field of criticism and literary theory of the 20th century, the gap in research that independently analyzes his theoretical framework is quite striking. There are few studies that have critiqued his theoretical foundations, and most of the research conducted has applied Frye's archetypal theory to mythological stories. Ahmadi and Kazempour (2022) examined the myth of Rostam and Sohrǎb in a study using a descriptive-analytical method based on Frye's archetype theory. Asadi and Maghouli (2021) also studied the symbols and archetypes in the paintings of "Shahnameh Shamlu" based on Frye's archetype theory and applied it to Frye's cycles of romance, comedy and tragedy. Maarifvand and Fuladi (2018) analyzed the story of Siavash based on Frye's theory of "tragedy myth." In one article, Algooneh (2016) analyzed the theoretical basis of Frye's classification of symbols and his influence, and in another article, he analyzed the internal mechanism of Dianoia considering Frye's theoretical origins. In this research he examined the connection of mythical dianoia with hieroglyphic, hieratic, and demotic aspects. Nǎmvarmotlaq (2013) has dealt with Frye's mythology. The first part of the book deals with Frye's life and his mythological criticism, and the second part deals with the practical application of Frye's view in reading myths. In addition, the same author (2012) published a work entitled Introduction to Mythology: Theories and Applications, in which he examined Frye's views on mythological criticism. Haj Nowrouzi (2012), in order to examine the semantic and archetypal images in the story of Siavash based on Frye's theories, first examined this imagery in the literary tradition and then examined the mythological patterns of this work. Anooše (2006) has explained the relationship between Cassirer's ideas and beliefs and Frye's views in the field of myth using the descriptive-analytical method. In another study (2003), this author examined Frye's literary approach in relation to early literary rituals and myths. Based on Jung and Frye's theory, Sam Khaniaini and Malekpaiin (2013) analyzed the myth of the story of the lion and the cow in Kalila and Demeneh. Despite the valid research that has been conducted so far on Frye's views, the theoretical analysis of his opinions, and the application of his theoretical models in reading literature, no research has been found that addresses the theoretical implications and consequences of neglecting ethos. For this reason, the present study sought to examine the position and role of ethos in Frye's theoretical framework, in addition to an analysis of Frye's symbol theory and his literary poetics terminology.
Methodology
The present study is an original research which is the outcome of our own personal reflections and, except in one or two cases where we have taken some terms from Frye’s research, we are not indebted to any research in terms of our theoretical framework.
Results
As can be seen from the explanation of Frye's theory, although he introduces Ethos as one of the three basic pillars of each stage, the distinction of Ethos alongside Mythos and Dianoia will not be fulfilled. In the formal stage, for example, he considers mythos as imitating a generic action and dianoia as imitating a generic thought. Right here, where we expect the distinction and the role of ethos, ethos does not appear at all as a component with a methodological index in Frye’s taxonomy. Thus, contrary to our expectations, the reader learns at the end of the book's second article that the promised ethos is not an essential component, but the ideal critic/reader who is to become the third pillar of each stage through the mythos and dianoia. On the other hand, as we approach the anagogic stage, it becomes increasingly clear that the ethos comprises that single word which in its various manifestations is both God, Christ, Wine, and Lamb (cf. K. Frye, 1377: 154). Although even this characterizing recognition of ethos was not explicitly distinguished in the later stages of the classification of symbols. Moreover, it is necessary to examine the question in what form and with what conceptual transformation Frye uses ethos as a fundamental component after he leaves it. It seems that Frye did not use its fundamental component as a method. But in terms of purpose, he has embedded ethos in "ethical" criticism, and in this way he casts it on the ideal reader on the one hand and on "ethical" criticism on the other. He believes that culture is one of the productive forces of man and "the ruling classes have exploited it in the past like other productive powers, and it is necessary to revalue it in a better society." But since this ideal society exists in the future, the value of culture is based on its revolutionary efficiency." (Frye, 1998: 407). Frye believes that when we move from a single work of art to the general concept of art, it is no longer a question of aesthetics, but a journey to the moral cause that contributes to the work of civilization. On the basis of this evidence, Frye sees himself as a liberal who opposes the prejudices and favoritism of the New Criticists. On the other hand, he considers literature an important component of education. But all of this is seen not as an internal component, which he promised us at the beginning, but as external and teleological references that are not evident in the text. Finally, Frye's ethical criticism is a "moral" matter in a civilized and cultural sense, but this "morality" is manifested not in method but in goal. This moral goal, thrown out of method, includes free and liberal education on the one hand, and focuses on reader-centered theories on the other. Accordingly, ethos is not evident in Frye's classification theory of symbols in the method, but as a factor in the transformation of the reader into a liberal person who accepts all valid criticisms without prioritizing one over the other.
References
Ahmadi, Z. and M. Kazempour (2022). "Naqd-e Ostoorei-ye Dǎstǎn-e Rostam va Sohrǎb bar asǎs-e Nazariyǎt-e Northrope Frye", in Majale-ye Matnpajoohi-ye Adabi, No. 93, Fall, pp. 285-305.
Algooneh, M. (2016). "Dianoia-ye Ostooreh: Pajoheši dar Sǎhat-e Maqfool-e Nazari-ye ostoorehšenǎsi-ye Northrope Frye". In Majale-ye Naqd va nazariy-ye Adabi, No. 3, Spring and Summer, pp. 32-7.
Algooneh, M. (2016). "Northrop Frye va Radebandi-ye Sambolhǎ". In Naqd-e Adabi, No. 40, Winter, pp. 40-7.
Anooše, S.M. (2005). "Nortrop Frye va Sorat-hâye Azali yâ Kohanolgoo-hâye Adabiyât". the Humanities Journal of Semnân University. No. 8. pp. 6- 59. ]in Persian[
Anooše, S.M. (2007). "Farziyât-e Cassirer darbâre-ye Ostoore va Farhang va Tathirât-e ân bar Nazariyât-e Frye dar Naqd-e Adabi". Pazhoheš-e Zabân-hâye Xareji, Winter. No. 34. pp. 5- 14. ]in Persian[
Asadi, S. and Nadiya M.. (1400). "Šenǎsǎii va Tahlil-e Fosool-e Chahǎrgǎne dar Šǎhnamehnegǎri bar asǎs-e Nazarie-ye mitos-e Northrope Frye". In Faslnameh-ye Elmi-ye Adabiyat-e Erfani va Ostoorehšenaxti, No. 63, Winter, pp. 13-42.
Culler, J. (2019), Botiqay-ye sǎxtǎrgerǎ, translated by Koroš Safavi, Tehrǎn: Minooy-e Xerad publishing house.
Denham, R. (2010). Cited in < macblog.mcmaster.ca/fryeblog/critical-method/ preface.html>
Ford, R. (2000). Northrop Frye on Myth, New York & London: Routledge.
Frye, N. (1994). Taxayol-e Farhixte. S. Arbâb Širâni (Trans.). Tehrân: Našre Markaz Dânešgâhi. ]in Persian[
Frye, N. (1999). Tahlil-e Naqd. S. Husseini (Trans.) Tehrân: Našr-e Niloofar. ]in Persian[
Frye, N. (2001). Ramz-e Kol: Ketâb-e Moqadas va Adabiât. Husseini (Trans.). Tehrân: Našr-e Niloofar. ]in Persian[
Hajnowrouzi, N. (2013). "Tahlil-e Tasâvir-e Dâstân-e siâvaš bar asǎs-e Nazariyât-e Northrope Frye". In Do Faslnameh-ye Tarikh-e Adabiyat, No. 72, Spring & Summer, pp. 71-86.
Lentrichia, F. (2013), Ba’d az Naqd-e Now, translated by Mašiyat Ǎlaei, Tehrǎn Minooy-e Xerad publishing house
Maarifvand, M. and M. Fuladi (2018). "Barresi va Tahlil-e Terǎǯedi-ye Siǎvaš bar Mabnǎ-ye Nazriy-ye Mitos-e Trǎǯedi-ye Frye". In Majale-ye Pajohešhǎ-ye Dastoori va Belǎqi, No. 16, Autumn and Winter, pp. 309-336.
Mansouri, P. (1376). Teori-ye Bonyǎdi-ye Moosiqi, Tehrǎn: Karnǎmeh Publishing.
Marie-Šeffer, J. (2014). "Bootiqǎ", Dǎnešname-ye Nazariy-ye Adavbi, Iryana Rima Mackarik, translated by Mohammad Nabavi and Mehran Mohǎjer, Tehrǎn: Ǎgǎh Publishing House.
Nǎmvarmotlaq, B. (2012). Darǎmadi bar Ostoorehšenǎsi: Nazari-yehǎ va Kǎrbordhǎ, Tehrǎn: Soxan Publishing House.
Nǎmvarmotlaq. B. (2013). Ostoore Va Ostoorešenǎsi-ye Northrope Frye, Tabriz: Moqǎm Publishing.
Northrop, F. (1952). Three Meanings of Symbolism: Yale French Studies, no. 9.
Northrop, F. (1957). Anatomy of Criticism: For Essays: Princeton university press.
Samkhaniani, A. and Mostafa M.. (2012). " Tahlil-e Asǎtiri-e Hekǎyat-e Shir va Gǎv dar Kalile va Demne bar pǎie-ye Nazarie-ye Jung va Northrope Frye". In Do Faslnameh-ye Zabǎn va Adab-e Fǎrsi, No. 226, Autumn & Winter, pp. 23-48.
Wellek, R. and A. Warren. (2010). Nazariy-ye adabiat, translated by Zia Movahed and Parviz Mohajer, Tehrǎn: Nilufar Publishing.
Wellek, R. (2015). Tǎrix-e Naqd-e Now, volume 6, translated by Saeed Arbab Širani, Tehrǎn: Nilufar publishing house.